“Don’t Shame Me; Walk with Me”

The Impact of Sanctions for Social Work Licensing Violations

Authors

DOI:

https://doi.org/10.18060/25190

Keywords:

social work, licensing, sanctions, investigations, regulatory

Abstract

Although prior research has explored the types of sanctions imposed by regulatory boards on social workers for licensing violations, empirical investigations surrounding the impact of sanctions on social workers is limited. This qualitative study explored the lived experiences of 13 licensed social workers who participated in licensing investigations and received sanctions by a state licensing board for violating state laws, rules, or ethical standards. The researchers used a phenomenological approach to analyze the interviews and identify common themes. Participants described the impact of the investigation process and sanctions on their emotional well-being, reputation, finances, and careers. They also expressed concerns about the potential impact on their clients. Participants’ recommendations for licensing boards include greater use of corrective actions rather than relying on punitive measures, avoiding suspensions, and a more strategic use of supervision and consultation.

Author Biography

Christine Spadola, Flor

Dr. Spadola is an Assistant Professor with Florida Atlantic University in Boca Raton, FL.

References

Association of Social Work Boards. (n.d.a). Laws and regulation database. https://www.aswb.org/regulation/laws-and-regulations-database

Association of Social Work Boards. (n.d.b). Regulation. https://www.aswb.org/regulation/

Barsky, A. E. (2017). Conflict resolution for the helping professions: Negotiation, mediation, advocacy, facilitation and restorative justice (3rd ed.). Oxford University Press.

Barsky, A. E. (2020). Ethics alive! Responding to NASW’s professional review process. New Social Worker, 27(1), 4-6. http://www.socialworker.com/topics/allan_barsky

Boland-Prom, K. (2009). Results from a national study of social workers sanctioned by state licensing boards. Social Work, 54(4), 351-360. https://doi.org/10.1093/sw/54.4.351

Boland-Prom, K., Johnson, J., & Gunaganti, G. (2015). Sanctioning patterns of social work licensing boards, 2000 to 2009. Journal of Human Behavior in the Social Environment, 25(2), 126-136. https://doi.org/10.1080/10911359.2014.947464

Boland-Prom, K., Krcatovich, M., Wagner, S., & Gilbert, M. C. (2018). Social work educators’ evaluations of regulatory boards. Journal of Social Work Values & Ethics, 15(2), 81-92. http://jswve.org/download/15-2/articles15-2/81-Evaluation-of-regulatory-boards-JSWVE-15-2-2018-Fall.pdf

Burgoon, B. D. (2021). Florida’s lawyer discipline system: What every attorney needs to know. Florida Bar Journal, 95(1), 9-21. https://www.floridabar.org/the-florida-bar-journal/floridas-lawyer-discipline-system-what-every-attorney-needs-to-know/

Carnahan, B. (2019). Examining professional licensure risks. Risk Management, 66(3), 18-20. http://www.rmmagazine.com/articles/article/2019/04/01/-Examining-Professional-Licensure-Risks-

Coy, J., Lambert, J., & Miller, M. (2016). Stories of the accused: A phenomenological inquiry of MFTs and accusations of unprofessional conduct. Journal of Marital and Family Therapy, 42(1), 139-152. https://doi.org/10.1111/jmft.12109

Creswell, J. W., & Miller, D. L. (2000). Determining validity in qualitative inquiry. Theory into Practice, 39(3), 124-130. https://doi.org/10.1207/s15430421tip3903_2

Daley, M. R., & Doughty, M. O. (2006). Unethical social work: Comparing licensing and NASW perspectives. Arete, 30(2), 36-50.

Daley, M., & Doughty, M. O. (2007). Preparing BSWs for ethical practice: Lessons from licensing data. Journal of Social Work Values & Ethics, 4(2), 3-9. https://jswve.org/download/2007-2/4-Preparing-BSWs-for-Ethical-Practice-Lessons-from-Licensing-Data-JSWVE-4-2-2007.pdf

Denzin, N. K., & Lincoln, Y. S. (2017). The Sage handbook of qualitative research (5th ed.). Sage.

Donaldson, L., Hill, K., Ferguson, S., Fogel, S., & Erickson, C. (2014). Contemporary social work licensure: Implications for macro social work practice and education. Social Work, 59(1), 52-61. https://doi.org/10.1093/bjsw/bcx005

Gambrill, E. (2018). Evidence-based practice: An alternative to authority-based practice (revisiting our heritage). Families in Society, 99(3), 283-294. https://doi.org/10.1177/1044389418786699

Gricus, M. (2018). “Of all the social workers ... I’m the bad one”: Impact of disciplinary action on social workers. Social Work Research, 43(1), 5-16. https://doi.org/10.1093/swr/svy023

Gricus, M., & Wysiekiersky, L. (2021). Social workers’ perceptions of their peers’ unprofessional behavior. Journal of Social Work, 0(0), 1-23. https://doi.org/10.1177/14680173211012576

Krom, C. L. (2019). Disciplinary action by state professional licensing boards: Are they fair? Journal of Business Ethics, 158(2), 567-583. https://doi.org/10.1007/s10551-017-3738-5

LaDuke, S. (2001). It can happen to you: The firsthand accounts of six nurses accused of and disciplined for professional misconduct. Journal of Emergency Nursing, 27(4), 369-376. https://doi.org/10.1067/men.2001.117613

Magiste, E. J. (2020). Prevalence rates of substantiated and adjudicated ethics violations. Journal of Social Work, 20(6), 751-774. https://doi.org/10.1177/1468017319837521

Matthews, D., Benton, K., Moreland, S, & Wagner, T. (2019). Addressing nursing practice breakdown: An alternative approach to remediation. Journal of Nursing Regulation, 10(1), 28-34. https://doi.org/10.1016/S2155-8256(19)30080-8

National Association of Social Workers [NASW]. (2012). NASW procedures for professional review (6th ed.). Author. https://www.socialworkers.org/nasw/ethics/ProceduresManual.pdf

NASW. (2021). Code of ethics. Author. https://www.socialworkers.org/About/Ethics/Code-of-Ethics/Code-of-Ethics-English

Neubauer, B., Witkop, C., & Varpio, L. (2019). How phenomenology can help us learn from the experiences of others. Perspectives on Medical Education, 8(2), 90-97. https://doi.org/10.1007/s40037-019-0509-2

Ohio Counselor, Social Worker, and Family and Marriage Therapist Board [OCSWFMT]. (n.d.a). Filing a complaint. https://cswmft.ohio.gov/wps/portal/gov/cswmft/for-the-public/file-a-complaint-elicense-portal

Ohio Counselor, Social Worker, and Family and Marriage Therapist Board [OCSWFMT]. (n.d.b). Home. https://cswmft.ohio.gov

Pennsylvania Coalition Against Rape. (2020). A guide to trauma-informed supervision. https://pcar.org/sites/default/files/resource-pdfs/trauma_informed_supervision_guide_508.pdf

Peterson, M. B. (2001). Recognizing concerns about how some licensing boards are treating psychologists. Professional Psychology: Research and Practice, 32(4), 339-340. https://doi.org/10.1037/0735-7028.32.4.339

Phelan, J. E. (2007). Membership expulsions for ethical violations from major counseling, psychology, and social work organizations in the United States: A 10-year analysis. Psychological Reports, 101(1), 145-152. https://doi.org/10.2466/pr0.101.1.145-152

Schoenfeld, L. S., Hatch, J. P., & Gonzalez, J. M. (2001). Responses of psychologists to complaints filed against them with a state licensing board. Professional Psychology: Research and Practice, 32(5), 491-495. https://doi.org/10.1037/0735-7028.32.5.491

Strom-Gottfried, K. (2000a). Ensuring ethical practice: An examination of NASW Code violations, 1986-1997, Social Work, 45(3), 251-261. https://doi.org/10.1093/sw/45.3.251

Strom-Gottfried, K. J. (2000b). Ethical vulnerability in social work education: An analysis of NASW complaints. Journal of Social Work Education, 36(2), 241-252. https://doi.org/10.1080/10437797.2000.10779005

Strom-Gottfried, K. (2003). Understanding adjudication: The origins, targets, and outcomes of ethics complaints. Social Work, 48(1), 85-94. https://doi.org/10.1093/sw/48.1.85

Thomas, J. T. (2005). Licensing board complaints: Minimizing the impact on the psychologist's defense and clinical practice. Professional Psychology: Research and Practice, 36(4), 426-433. https://doi.org/10.1037/0735-7028.36.4.426

Warren, J., & Douglas, K. I. (2012). Falling from grace: Understanding an ethical sanctioning experience. Counseling and Values, 57, 131-146. https://doi.org/10.1002/j.2161-007x.2012.00013.x

Wilkinson, T., Smith, D., & Wimberly, R. (2019). Trends in ethical complaints leading to professional counseling licensing boards disciplinary actions. Journal of Counseling and Development, 97(1), 98-105. https://doi.org/10.1002/jcad.12239

Wojnar, D. M., & Swanson, K. M. (2007). Phenomenology: An exploration. Journal of Holistic Nursing, 25(3), 172-180. https://doi.org/10.1177/0898010106295172

Worsley, A., McLaughlin, K., & Leigh, J. (2017). A subject of concern: The experiences of social workers referred to the Health and Care Professions Council. British Journal of Social Work, 47, 2421-2437. https://doi.org/10.1093/bjsw/bcx005

Downloads

Published

2022-02-26

Issue

Section

Articles